WBE Certification
CL King & Associates, founded by Candace King Weir in 1972, is one of the largest, oldest and most successful woman-owned SEC registered broker-dealers in the United States.
CL King & Associates is certified in the following states: California, Illinois, New Jersey, New York, North Carolina and Ohio.
With our broad, deep and differentiated distribution, we add value to securities offerings where we act as a co-manager. For companies determined to add diversity to underwriting groups, we are an effective and meaningful WBE partner.
CL King & Associates is incorporated under the laws of the State of New York.
CL King & Associates is a member of FINRA and the SIPC.