The CL King Fixed Income Services Group prides itself on its ability to work as a team to meet the challenges of the marketplace. Comprised of nine industry veterans, we focus on fixed income securities, primarily in the secondary market. Our product lines include agencies, convertibles, investment-grade corporates, mortgage-backed securities, municipals and preferred stocks.

From our experience and long-standing relationships in the industry, coupled with our flexibility to adapt to changes and new regulatory issues, we have developed a very customer-friendly platform. This allows us to make a broad cross section of markets across the many fixed income product areas. Whether seeking liquidity, looking to start a position, or just adding to existing pieces, give us a chance to share our wealth of experience with your organization.

Rob Campbell: After working on the Credit Portfolio at Swiss Re Asset Management, Rob brings extensive knowledge of the Corporate bond, CDS, and CDX markets to his position at CL King. He holds a BA in Finance from Providence College.

Chris Curvin: Chris has 16+ years of experience and focuses on the trading of zero coupon taxable bonds, CD’s, preferred stocks and convertible securities.

Michael Dellavalle: With 25+ years of experience in fixed income among various firms, Michael trades corporate bonds of varying structures and credit quality.

Chris Edwards, CFA: As managing director of the group, Chris is responsible for the overall planning of strategy and risk management.

Rich Edwards: Rich focuses on mortgage backed securities. With 16+ years of experience, his product area includes CMO, CMBS, ABS and ARMS. He also has extensive experience in municipal underwriting.

John Fitzgibbon: John has 18 years of Fixed Income Trading and Sales experience. His expertise lies in trading and selling Corporate, Cross-Over, Emerging Markets and Yankee bonds. John also has extensive knowledge in The Transition Management Business.

Erin Luciano: Erin has nearly 10 years experience in the fixed income markets. Starting on the sell side with Nomura Securities and most recently on the buy side with SAC Capital, Erin brings a wealth of fixed income knowledge to her role.

Carol Lynch: Carol trades government agency debt. She has 16+ years of experience working with this asset class.

Joseph A. Macfarlane: Joe has 18+ years of experience trading various tax-exempt products. He currently focuses on municipal securities at the short end of the curve as well as long odd-lots.

Seth Martin: Seth came to CL King after numerous years with UBS Securities. With solid experience in both Corporate Trading and Investment Banking, Seth has a unique blend of analytical and transactional insight to impart. He holds an MBA from the Simon School at the University of Rochester.

Judd Newkirk: Judd specializes in municipal zero coupon bonds as well as taxable municipals. He is a level II candidate in the CFA program.

Mike Olsen: With 12+ years of experience, Mike’s emphasis is on sales with a focus on municipal securities. He also handles the systems and technological aspects of the group.

Lonnie Schaffer: With 26 years experience, Lonnie’s focus is on high-yield and convertible securities as well as private placement bonds and preferred red stocks and mortgage-backed securities.

Joe Smith: Joe comes to CL King as head of Institutional Trading. Most recently employed as a senior Corporate Bond trader for Morgan Keegan, Joe has over 20 years experience on the Institutional side of the Fixed Income business.

David Suozzo, CFA: David focuses his trading on the long end of the municipal bond market. With 20+ years of experience, Dave was formerly the manager of First Albany’s municipal retail trading desk.

Corey Whitbeck: Corey comes to CL King as an Institutional salesperson after working as an associate for Bernstein Global Wealth Management. He previously worked with SPP Capital partners as an analyst and client liaison on private-placement structured financings. Corey is a level 3 CFA candidate.

Group Contact

Chris Edwards,
Managing Director

Phone:
(518) 447-8050/(518) 447-8647

Fixed Income Offerings

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CL King & Associates, Inc. does and seeks to do business with companies covered in its research reports. As a result, investors should be aware that the Firm may have a conflict of interest that could affect the objectivity of this report. The information contained herein was obtained from sources, which we believe to be reliable but we do not guarantee its accuracy or completeness. This material is for your information only and does not constitute an offer to buy or sell, or the solicitation of any offer to buy or sell any securities. CL King & Associates, Inc., and/or one or more of its officers or employees may have positions in, and may, as principal or agent, buy or sell the securities mentioned herein, and may from time to time maintain a market in these securities. It can neither be guaranteed nor should it be assumed that future recommendations will equal the performance of past recommendations or be profitable. Member of FINRA and SIPC.