Comprehensive Trading Services

We stand out from our competitors by being one of the few research "boutiques" that also provides Comprehensive Trading Services, including Capital Commitment, Market Making and listed block positioning. Our team of market makers, position traders and sales traders make active markets in all our research coverage names, as well as in other Listed and NASDAQ equities our analysts monitor or in which our clients are active.

The main objective of CL King's institutional trading desk is to provide effective executions and liquidity for our institutional clients in an otherwise illiquid research universe. Our experienced team of position and sales traders possesses product and market knowledge across a wide range of Listed and NASDAQ equities. Execution expertise and capital commitment together with strong institutional relationships allow CL King to be competitive in this volatile market environment.

Staffed with knowledgeable traders averaging over 10 years experience, CL King can act as principal or as agent on your Listed and NASDAQ orders, facilitating both liquid and illiquid issues.

We are a market maker in over 300 stocks, including all stocks covered by our Research Analysts, who publish proprietary fundamental research in less observed and overlooked companies within 11 covered sectors.

Our trading desks are located in Albany, Boston and New York City.

CL King is a self clearing registered broker-dealer and member of FINRA.

Service Desk Contacts

Albany

9 Elk Street Albany, NY 12207 Phone: (800) 877-9544

9 Elk Street
Albany, NY 12207
Phone: (800) 877-9544

Boston

One Liberty Square, 5th Floor Boston, MA 02109 Phone: (866) 349-4640

One Liberty Square, 5th Floor
Boston, MA 02109
Phone: (866) 349-4640

New York City

551 Madison Avenue, 8th Floor New York, NY 10022 Listed Trading Phone: (866) 240-8899 / (212) 421-6614 NASDAQ Trading Phone: (866) 894-1344 / (212) 421-3538

551 Madison Avenue, 8th Floor
New York, NY 10022
Listed Trading Phone:
(866) 240-8899 / (212) 421-6614

NASDAQ Trading Phone:
(866) 894-1344 / (212) 421-3538

Fixed Income Offerings

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CL King & Associates, Inc. does and seeks to do business with companies covered in its research reports. As a result, investors should be aware that the Firm may have a conflict of interest that could affect the objectivity of this report. The information contained herein was obtained from sources, which we believe to be reliable but we do not guarantee its accuracy or completeness. This material is for your information only and does not constitute an offer to buy or sell, or the solicitation of any offer to buy or sell any securities. CL King & Associates, Inc., and/or one or more of its officers or employees may have positions in, and may, as principal or agent, buy or sell the securities mentioned herein, and may from time to time maintain a market in these securities. It can neither be guaranteed nor should it be assumed that future recommendations will equal the performance of past recommendations or be profitable. Member FINRA.